Sharon Pendleton

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Sharon Pendleton
Occupation Director, Audits
Employer National Futures Association
Location Chicago, Illinois
LinkedIn Profile
Website www.nfa,futures.org


Sharon Pendleton is diector of Audits at National Futures Association.[1][2]

Background

Pendleton joined the NFA in 1986. She has served as a primary liaison between NFA and the CFTC in the development of rules for futures commission merchants and introducing brokers.[3][4] Her job responsibilities include overseeing staff who conduct audits, investigations, and financial surveillance; working on enforcement cases; advising members on compliance issues; assisting NFA member committees; participating in industry conferences; and developing and monitoring Compliance Department goals.

She is NFA's representative on the Joint Audit Committee and Intermarket Financial Surveillance Group.

Education

Pendleton holds a bachelor of science degree in accounting from Roosevelt University. She is also a certified public accountant.[5]

References

  1. NFA Leadership. National Futures Association.
  2. Staff. National Futures Association.
  3. NFA Offers Guidance on CFTC’s Final Forex Regulations. The NIBA.
  4. NFA Provides Social Networking Compliance Guidance. HedgeFundLawBlog.com.
  5. Sharon Pendleton. MoneyShow.com.