Pendleton joined the NFA in 1986. She has served as a primary liaison between NFA and the CFTC in the development of rules for futures commission merchants and introducing brokers. Her job responsibilities include overseeing staff who conduct audits, investigations, and financial surveillance; working on enforcement cases; advising members on compliance issues; assisting NFA member committees; participating in industry conferences; and developing and monitoring Compliance Department goals.
She is NFA's representative on the Joint Audit Committee and Intermarket Financial Surveillance Group.
Pendleton holds a bachelor of science degree in accounting from Roosevelt University. She is also a certified public accountant.
JLN News Feed
VIX clues show how stock investors underpriced the risk of the coronavirus pandemic; The Booming Short-Volatility Bet That Lost 46% in a Single Month
[TSETSE to launch Investor Transcript Service]
[JPX,TSE,OSETrading Overview in FY2019 & March 2020]
[JPX,TSE,OSE,JPX-R,JSCC,TOCOMJPX response to spread of novel coronavirus]
We visit more than 100 websites daily for financial news (Would YOU do that?). Read the John Lothian Newsletter.