William T. Yates
Before joining TD Ameritrade in 1996, Yates spent nine years with the public accounting firm Arthur Andersen LLP. He has served in various capacities in the securities industry, including roles with the FINRA financial responsibility committee, and more recently, FINRA's midwest district committee.
Yates has a B.S. from the University of Nebraska.
JLN News Feed
Distributed Ledger Technology Implementations Require Refreshed Approach to Security, According to New DTCC Paper
Nasdaq Announces End-of-Month Open Short Interest Positions in Nasdaq Stocks as of Settlement Date January 31, 2020
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